The Job Accommodation
Network (JAN) has been providing information regarding work-site accommodation
ideas since it was established in 1983. In addition, JAN has been
answering questions regarding the Americans with Disabilities Act
(ADA) since 1992 when the ADA went into effect. JAN consultants provide
practical information about accommodations and ADA compliance to employers,
individuals with disabilities, rehabilitation specialists, and others.
Based on their years of experience, JAN consultants developed a process
to guide employers through complicated accommodation issues. The following
document, called Reasonable Accommodation and the ADA Process (ADA
Process), describes this process.
The ADA is a complex
federal civil rights law that requires employers with 15 or more
employees to provide reasonable accommodations for employees with
disabilities. JAN's ADA Process can help employers understand how
to determine whether an employee is entitled to an accommodation
and how to implement and maintain effective accommodations once
the determination is made. The ADA Process consists of five steps
and includes references to Equal Employment Opportunity Commission
(EEOC) enforcement guidance and related case law. The five steps
include: 1) accommodation request, 2) disability determination,
3) accommodation in the current position, 4) reassignment, and 5)
accommodation maintenance.
In addition to guiding
employers through complicated accommodation issues, JAN's ADA Process
may also help employers document their efforts to accommodate. Hopefully,
most accommodation efforts will be successful. However, if accommodation
efforts are unsuccessful and an employee files a complaint against
an employer for failure to accommodate, evidence that the employer
made a good faith effort may reduce the potential damages against
the employer. A formal accommodation process, such as JAN's ADA
Process, can help employers document their efforts.
STEP 1: ACCOMMODATION
REQUEST
The ADA Process begins
with a request for accommodation, which can be made at any time
during the application process or during employment. Generally,
the employee must inform the employer that an accommodation is needed
to participate in the application process, to perform essential
job functions, or to receive equal benefits and privileges of employment.
An employer is not required to provide an accommodation unless made
aware of the need. The following questions discuss issues related
to an accommodation request.
Questions to Consider
What constitutes an accommodation
request?
Under the ADA, there
are no specific forms or terms that an individual must use to request
an accommodation. According to the EEOC, an individual is not required
to mention the ADA or use the phrase reasonable accommodation in
a verbal or written request; the individual only needs to let the
employer know that an adjustment or change is needed because of
a medical condition. Courts have generally agreed with the EEOC.
What should employers do when an accommodation request is received?
Once an accommodation
request is received, the employer should quickly respond to the
request. Although the ADA contains no specific method for responding
to an accommodation request, EEOC regulations state that when trying
to determine the appropriate reasonable accommodation "it may
be necessary for the [employer] to initiate an informal, interactive
process with the qualified individual with a disability." Many
courts have held that the interactive process is a mandatory, rather
than an optional, obligation under ADA. Therefore, when processing
an accommodation request, employers should consult with and include
the employee who made the request.
Should employers have
a formal accommodation process?
Employers may want to
implement a formal accommodation process, which can include accommodation
request forms, written procedures for processing an accommodation
request, and timelines for responding to the request. A formal process
can help employees understand what to expect once an accommodation
request is made. In addition, a formal process can benefit employers
by helping maintain consistency when responding to accommodation
requests and by providing documentation of their good faith efforts
to accommodate. For an example of a formal accommodation process,
visit EEOC Procedures for Providing Reasonable Accommodation for
Individuals with Disabilities at http://www.eeoc.gov/policy/docs/accommodation_procedures_eeoc.html.
What other issues should
employers consider when responding to an accommodation request?
For employees whose disabilities
are not obvious, requesting accommodation may be a first-time disclosure
to the employer. Employees may be concerned about disclosing their
disabilities because of myths, fears, and stereotypes society has
about people with disabilities. Employers may be able to alleviate
some of the concerns associated with disclosure by ensuring employees
that their requests for accommodation will be considered, discussing
the steps the employer will take next, and ensuring that all medical
information will be kept confidential.
Once an accommodation
request is received, the employer can move to Step 2: Disability
Determination.
STEP 2: DISABILITY
DETERMINATION
After an accommodation
request is received, the next step is to determine whether the employee
is entitled to an accommodation. Because the ADA only requires employers
to accommodate individuals who have disabilities, many employers
request medical documentation to help determine whether the individual
requesting accommodation has a disability as defined by the ADA.
The following questions provide information related to determining
whether an individual has a disability. Alternatively, some employers
prefer to try to accommodate employees without making a formal disability
determination. These employers can skip to Step 3: Accommodation
in the Current Position.
Questions to Consider
What is the ADA's definition of disability?
The ADA contains a three-prong
definition of disability. An individual has a disability under the
ADA if he or she 1) has a physical or mental impairment that substantially
limits one or more major life activities, 2) has a record of such
an impairment, or 3) is regarded as having such an impairment. For
a detailed discussion about how to determine whether an individual
meets the definition of disability, visit How to Determine Whether
a Person has a Disability under the Americans with Disabilities
Act (ADA) at http://www.jan.wvu.edu/corner/vol02iss04.htm.
What medical documentation
can employers request to help determine whether an individual meets
the definition of disability?
When the disability is
not obvious, employers may request limited medical documentation
to determine whether an individual requesting accommodation has
a disability. According to the EEOC, an employer may ask the individual
for "reasonable documentation about his/her disability and
functional limitations. The employer is entitled to know that an
individual has a covered disability for which s/he needs a reasonable
accommodation." Employers may also request information to document
the need for accommodation and to help determine appropriate accommodations.
In most cases, employers cannot request complete medical records
because such records may reveal information that is not relevant
to determining whether the employee has a disability or needs an
accommodation.
According to the EEOC,
documentation will be sufficient for the purpose of establishing
ADA coverage if it "describes the nature, severity, and duration
of the employee's impairment, the activity or activities that the
impairment limits, and the extent to which the impairment limits
the employee's ability to perform the activity or activities."
Employers can require that medical documentation come from an appropriate
healthcare provider or rehabilitation professional.
For more information
and a sample medical inquiry form, visit Medical Inquiry in Response
to an Accommodation Request at http://www.jan.wvu.edu/media/medical.htm.
Which prong of the definition
of disability must an individual meet to be entitled to an accommodation?
According to the EEOC,
individuals who meet either the first or second prong of the definition
are entitled to accommodation under the ADA. Examples of accommodations
for employees who meet the second prong (record of a disability)
include leave time for follow up treatment for an employee with
cancer that is in remission, flexible scheduling to attend AA meetings
for a recovering alcoholic, and rest breaks for an employee with
mental illness whose medication causes fatigue.
What are the ADA's confidentiality
requirements?
Under the ADA, medical
information must be kept apart from general personnel files as a
separate, confidential medical record. Access to medical information
is limited to the following:
Supervisors and managers
may be informed about necessary restrictions on the work or duties
of an employee and necessary accommodations.
First aid and safety
personnel may be informed, when appropriate, if the disability
might require emergency treatment or if any specific procedures
are needed in the case of fire or other evacuations.
Government officials
investigating compliance with the ADA and other Federal and state
laws prohibiting discrimination on the basis of disability or
handicap should be provided relevant information on request.
Relevant information
may be provided to state workers' compensation offices or "second
injury" funds, in accordance with state workers' compensation
laws.
Relevant information
may be provided to insurance companies where the company requires
a medical examination to provide health or life insurance for
employees.
Once it is determined
that an employee meets the definition of disability, the employer
can move to Step 3: Accommodation in the Current Position. If the
employer determines that the employee does not meet the definition,
the employer should notify the employee.
STEP 3: ACCOMMODATION
IN THE CURRENT POSITION
Once an employer determines
that an employee is entitled to an accommodation, the next step
is to try to determine effective accommodation options. An accommodation
is an adjustment to a job, the work environment, or the way things
are usually done that allows a qualified individual with a disability
to complete the application process, perform essential job functions,
or enjoy equal access to benefits and privileges of employment.
The following questions provide information related to determining
accommodations in the employee's current position and discuss some
complicated accommodation issues.
Questions to Consider
Do accommodations have
to be made in the employee's current position?
Employers must try to
accommodate employees with disabilities in the positions held when
the accommodation is requested, unless the employee requests to
be reassigned. According to the EEOC, "[r]eassignment is the
reasonable accommodation of last resort and is required only after
it has been determined that: (1) there are no effective accommodations
that will enable the employee to perform the essential functions
of his/her current position, or (2) all other reasonable accommodations
would impose an undue hardship. However, if both the employer and
the employee voluntarily agree that transfer is preferable to remaining
in the current position with some form of reasonable accommodation,
then the employer may transfer the employee. "
How do employers determine
effective accommodation options?
When trying to determine
effective accommodation options, the best place to start is with
the employee who requested the accommodation. Often s/he will know
exactly what accommodation is needed. If the employee cannot recommend
an effective accommodation, the employer can use JAN's accommodation
process to develop accommodation ideas. In addition, the employer
may need to contact outside resources such as JAN for ideas. For
more information regarding the accommodation process, visit JAN's
Job Accommodation Process at:
http://www.jan.wvu.edu/media/JobAccommodationProcess.html
If more than one accommodation
is available, who decides which accommodation will be provided?
According to the EEOC,
employers can choose among reasonable accommodations as long as
the chosen accommodation is effective. If there are two possible
reasonable accommodations, and one costs more or is more burdensome
than the other, the employer may choose the less expensive or burdensome
accommodation as long as it is effective. In this situation, the
employer does not have to show that it is an undue hardship to provide
the more expensive or more difficult accommodation. The EEOC recommends
that if more than one accommodation is effective, the preference
of the employee with a disability should be given primary consideration.
However, the employer has the ultimate discretion to choose between
effective accommodations.
Is part-time work required as an accommodation?
According to the EEOC,
an "employer must provide a modified or part-time schedule
when required as a reasonable accommodation, absent undue hardship,
even if it does not provide such schedules for other employees."
However, employers do not have to permanently change a fulltime
job to part-time because the ADA does not require employers to create
new jobs or to reduce productivity standards.
Do employers have to
provide parking as an accommodation?
Parking is considered
a benefit of employment. If an employer provides parking for employees
in general, the employer must provide accommodations so employees
with disabilities have equal access to the parking. Examples of
accommodations employers might need to consider include a reserved
parking space in the employee parking lot, a wheelchair accessible
parking space, an office close to an exit, or work from home where
parking needs cannot be met. Employers do not have to allow employees
to park in parking lots the employee is otherwise not entitled to
park in, such as a visitor parking lot or a parking lot reserved
for upper management.
Do employers have to
provide personal attendant care as an accommodation?
According to informal
guidance from the EEOC, employers generally do not have to provide
personal attendant care for employees with disabilities, because
personal attendant care is considered a personal need. However,
employers are responsible for paying any added costs for personal
attendant care for job-related travel.
How far are employers
required to go when making a good faith effort to accommodate in
the employee's current position?
The ADA requires employers
to make a good faith effort to accommodate an employee with a disability
up to the point of undue hardship. In general terms, undue hardship
is defined as any action that would result in significant difficulty
or expense. However, there is no formula for determining when a
good faith effort becomes an undue hardship. According to the EEOC,
undue hardship claims must be made on a case-by-case basis. If an
employer tries to find an effective accommodation, but is unsuccessful,
the employer should document its efforts and consult with the employee
one last time to determine whether the employee has any ideas that
have not been considered.
How should an employer
explain accommodations to other employees?
Employers have an obligation
to protect the confidentiality of employees' medical information,
including disclosure that an employee is receiving an accommodation.
However, coworkers are often curious about why one employee is receiving
something that other employees do not receive. To address this problem,
the EEOC suggests that an employer "explain that it is acting
for legitimate business reasons or in compliance with federal law."
In addition, employers may want to conduct disability and ADA awareness
training so employees have more knowledge about accommodations in
general.
If accommodations can
be made in the current position, the employer should implement the
accommodation(s) and move to Step 5: Accommodation Maintenance.
If the employee cannot
be reasonably accommodated in the original position, the employer
should move to Step 4: Reassignment.
STEP 4: REASSIGNMENT
If an employer is unable
to accommodate in the current position or if an employee with a
disability specifically requests to be reassigned as an accommodation,
the employer should try to place the employee in a vacant position.
The following questions provide information related to reassignment
as an accommodation under the ADA.
Questions to Consider
When reassigning an employee
with a disability, do employers have to create new positions or
bump other employees from their jobs?
The ADA does not require
employers to create new positions or bump other employees when reassigning
an employee with a disability. However, employers are free to create
new positions or ask other employees to change positions with an
employee with a disability if they so choose; employers will not
be penalized for going beyond the requirements of the ADA.
Can an employer make
an employee compete for a position?
According to the EEOC,
if reassigning an employee as an accommodation under the ADA, the
employer should not require the employee to compete for the position.
EEOC enforcement guidance states that "[r]eassignment means
that the employee gets the vacant position if s/he is qualified
for it. Otherwise, reassignment would be of little value and would
not be implemented as Congress intended."
Can an employer demote
an employee when reassigning under the ADA?
According to the EEOC,
an "employer must reassign the individual to a vacant position
that is equivalent in terms of pay, status, or other relevant factors
(e.g., benefits, geographical location) if the employee is qualified
for the position. If there is no vacant equivalent position, the
employer must reassign the employee to a vacant lower level position
for which the individual is qualified. Assuming there is more than
one vacancy for which the employee is qualified, the employer must
place the individual in the position that comes closest to the employee's
current position in terms of pay, status, etc. If it is unclear
which position comes closest, the employer should consult with the
employee about his/her preference before determining the position
to which the employee will be reassigned. Reassignment does not
include giving an employee a promotion. Thus, an employee must compete
for any vacant position that would constitute a promotion."
If the only available
position is one that pays less or provides fewer benefits than the
current position, can the employer reduce the employee's pay and
benefits?
According to the EEOC,
employers can reduce the pay and benefits of an employee who is
reassigned as an accommodation unless the employer transfers employees
without disabilities to lower level positions and maintains their
original salaries and benefits.
If reassignment is the
effective accommodation solution, identify an appropriate position,
transfer the employee, and provide accommodations if needed to perform
the new position. If no accommodations are needed to perform the
new position, move to Step 5: Accommodation Maintenance.
STEP 5: ACCOMMODATION
MAINTENANCE
Once an accommodation
has been implemented, it may be necessary to monitor the accommodation
to ensure its effectiveness or to determine whether any change has
occurred that would alter current accommodation needs. Employers
should discuss accommodation maintenance with the employee receiving
the accommodation so the employee will know to report any changes
in accommodation needs and will know that the employer will be checking
on the employee's accommodation to make sure it is working. The
following questions provide information related to maintaining an
accommodation.
Questions to Consider
Who is responsible for
maintaining accommodations?
Employers are responsible
for making sure that effective accommodations are provided and maintained.
Therefore, employers may want to assign someone to be responsible
for monitoring the effectiveness of accommodations, such as the
employee's supervisor, a manager, or a human resource professional.
How often should the
accommodation be monitored?
Employers should monitor
accommodations as often as necessary to ensure that they are effective.
The timeframe may vary depending on the situation and the type of
accommodation provided. For example, if an employee's medical condition
is not expected to change and the accommodation is working, the
accommodation may need to be monitored infrequently. On the other
hand, if an employee's condition changes frequently or it is unclear
whether the accommodation is effective, the accommodation should
be monitored more often. Employers may want to discuss accommodation
maintenance with the employee who is receiving an accommodation
and determine how often the accommodation should be monitored.
Does the ADA restriction
on medical inquiries apply to accommodation maintenance?
Employers cannot make
medical inquiries unless "job-related and consistent with business
necessity." This restriction on medical inquiries applies to
all aspects of the accommodation process, including accommodation
maintenance. Therefore, when monitoring accommodations, employers
should not make medical inquiries or require updated medical documentation
unless justified.
Once an accommodation
is implemented, can an employer modify it or stop providing it entirely?
According to the EEOC,
an employee is not guaranteed a specific accommodation forever.
Employers can modify or stop providing an accommodation for various
reasons, such as changes in the employee's disability that make
the accommodation unnecessary or factors in the work environment
that cause the accommodation to become an undue hardship on the
employer.
Resources
Job Accommodation
Network
West Virginia University
PO Box 6080
Morgantown, WV 26506-6080
Toll Free: (800)526-7234
TTY: (877)781-9403
Fax: (304)293-5407
jan@jan.wvu.edu
http://www.jan.wvu.edu
JAN's Americans with
Disabilities Act Links http://www.jan.wvu.edu/links/adalinks.htm
JAN's Consultants' Corner
is your resource for helpful hints, techie tips, and innovative
ideas regarding job accommodations and the Americans with Disabilities
Act. http://www.jan.wvu.edu/corner/
JAN's Searchable Online
Accommodation Resource (SOAR) is designed to let users explore various
accommodation options for persons with disabilities in the work
setting. http://www.jan.wvu.edu/soar/
Office of Disability
Employment Policy
200 Constitution Avenue, NW, Room S-1303
Washington, DC 20210
Direct: (202)693-7880
TTY: (202)693-7881
Fax: (202)693-7888
infoODEP@dol.gov
http://www.dol.gov/odep
U.S. Equal Employment
Opportunity Commission (EEOC)
1801 L Street, N.W.
Washington, D.C. 20507
800-669-4000
800-669-6820 (TTY)
http://www.eeoc.gov/
Disability and Business
Technical Assistance Centers (DBTACs)
10 Regional Centers
800-949-4232 (V/TTY)
http://www.adata.org/dbtac.html